Case Studies

Case Study: Transforming an Obsolete Public Consumer Brand into a National Beverage Platform

Industry Public Consumer Products > Beverage Manufacturing & Bottling (spring water) Engagement Type Audit preparation & reporting readiness • Liability remediation • Capital structure repair (retirements + treasury) • Reverse split execution support • Target identification & acquisition support • Growth capital strategy • Ongoing compliance Executive Summary A publicly traded consumer products company faced […]

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Case Study: Rebuilding a Public Media Company After a Death-Spiral Capital Structure

Industry Live event production (concerts/tours), feature film development/production, film distribution Engagement Type Capital stack remediation • Liability negotiation • Dilution-control strategy • Financing redesign • ’34 Act reporting readiness • Audit preparation • Ongoing disclosure controls 1) Starting Condition: Operating Business Working, Capital Structure Failing Operating fundamentals: The issuer had active revenue-generating operations (ticketed concerts/events

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Case Study: Turning a Distressed Public Vehicle into a Compliant Growth Platform for a Farm Equipment Manufacturer

Industry Agricultural equipment manufacturing & importing (tractors, implements, attachments) Situation A U.S.-focused manufacturer and importer of farm equipment was experiencing strong demand, but growth was constrained by a familiar set of bottlenecks: At the same time, a public company that had recently restructured through bankruptcy presented a potential solution: a public vehicle that could serve

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