Newsroom
SEC’s HFIAA Final Rules: What Public Companies and Foreign Private Issuers Need to Know
On February 27, 2026, the SEC adopted final rules implementing the Holding Foreign Insiders Accountable…
SEC Updates Its Enforcement Manual: What the 2026 Changes Signal for Companies and Executives
On February 24, 2026, the SEC’s Division of Enforcement announced significant updates to its Enforcement…
SEC Appoints New PCAOB Leadership: What It Signals for Audit Oversight and Public Companies
On January 30, 2026, the U.S. Securities and Exchange Commission (SEC) announced a new leadership…
SEC Publishes Staff Report on Capital-Raising Dynamics: What It Means for Small Businesses and Growing Issuers
On January 8, 2026, the SEC announced that its Office of the Advocate for Small…
DTCC Gets SEC Approval for New Cleared Triparty Repo Service: Why It Matters Ahead of the U.S. Treasury Clearing Mandate
On January 7, 2026, DTCC announced it received SEC approval to launch a new Agent…
SEC Charges Canadian Citizen With Alleged Discord-Based Offering Fraud: Key Takeaways for Retail Investors and Issuers
On December 10, 2025, the U.S. Securities and Exchange Commission (SEC) announced charges against Canadian…